-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FAcPMOs+vrRVplwA9ZCv1254xXv1vKAQgvMywxujXcdRXnDomrGI4IIPWwKkfJzy ohFgagjGmIcu2EvQOtuCwA== 0001193125-07-218669.txt : 20071016 0001193125-07-218669.hdr.sgml : 20071016 20071015192339 ACCESSION NUMBER: 0001193125-07-218669 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20071016 DATE AS OF CHANGE: 20071015 GROUP MEMBERS: CISCO SYSTEMS (BERMUDA) LIMITED GROUP MEMBERS: CISCO SYSTEMS INTERNATIONAL HOLDINGS LIMITED GROUP MEMBERS: CISCO SYSTEMS INTERNATIONAL S.A.R.L. GROUP MEMBERS: CISCO SYSTEMS LUXEMBOURG INTERNATIONAL S.A.R.L. GROUP MEMBERS: CISCO SYSTEMS LUXEMBOURG S.A.R.L. GROUP MEMBERS: CISCO SYSTEMS NETHERLANDS HOLDINGS B.V. GROUP MEMBERS: CISCO SYSTEMS, INC. GROUP MEMBERS: CISCO TECHNOLOGY, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-83098 FILM NUMBER: 071172930 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Cisco Systems International B.V. CENTRAL INDEX KEY: 0001345837 IRS NUMBER: 980200288 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: HAARLERBERGPARK STREET 2: HAARLERBERGWEG 13-19 CITY: AMSTERDAM STATE: P7 ZIP: 1101CH BUSINESS PHONE: 31 020 357 1000 MAIL ADDRESS: STREET 1: HAARLERBERGPARK STREET 2: HAARLERBERGWEG 13-19 CITY: AMSTERDAM STATE: P7 ZIP: 1101CH SC 13D 1 dsc13d.htm SCHEDULE 13D Schedule 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

 

VMware, Inc.

(Name of Issuer)

 

 

Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

928563402

(CUSIP Number)

 

 

 

Fritz Meijaard   Dennis D. Powell
Managing Director   Executive Vice President, Chief Financial Officer
Cisco Systems International B.V.   Cisco Systems, Inc.
Haarlerbergpark   170 West Tasman Drive
Haarlerbergweg 13-19   San Jose, CA 95134
1101 CH Amsterdam   (408) 526-4000
The Netherlands  
31 (0)20 357 1000  

Copies to:

Daniel J. Winnike, Esq.

Fenwick & West LLP

801 California Street

Mountain View, CA 94041

(650) 988-8500

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

August 23, 2007

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box   ¨

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


SCHEDULE 13D

CUSIP No. 928563402    Page 2 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems International B.V. (“CSIBV”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            The Netherlands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV is a direct wholly owned subsidiary of Cisco Systems Netherlands Holdings B.V. and an indirect wholly owned subsidiary of each other Reporting Person.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 3 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems Netherlands Holdings B.V. (“CSNHBV”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            The Netherlands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSNHBV disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 4 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems Luxembourg S.a.r.l. (“CSLS”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Luxembourg

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSLS disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 5 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems Luxembourg International S.a.r.l. (“CSLIS”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Luxembourg

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSLIS disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 6 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems International S.a.r.l. (“CSIS”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Switzerland

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSIS disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 7 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems (Bermuda) Limited (“CSBL”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Bermuda

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSBL disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 8 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems International Holdings Limited (“CSIHL”)

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Bermuda

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CSIHL disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 9 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Technology, Inc. (“CTI”), I.R.S. Identification No. 77-0462351

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of California

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. CTI disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

CUSIP No. 928563402    Page 10 of 25 Pages

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

            Cisco Systems, Inc. (“Cisco”), I.R.S. Identification No. 77-0059951

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of California

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                None

 

  8    SHARED VOTING POWER

 

                6,000,000(1)

 

  9    SOLE DISPOSITIVE POWER

 

                None

 

10    SHARED DISPOSITIVE POWER

 

                6,000,000(1)

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,000,000(1)

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.0%*

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Shared with the other Reporting Persons (defined below) solely by virtue of the fact that CSIBV, the record holder of these shares, is a direct wholly owned subsidiary of CSNHBV and an indirect wholly owned subsidiary of each other Reporting Person. Cisco disclaims beneficial ownership of the shares pursuant to Rule 13d-4.
* Based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007.


SCHEDULE 13D

 

CUSIP No. 928563402   Page 11 of 25 Pages

 

Item 1. Security and Issuer.

The class of equity securities to which this Schedule relates is Class A Common Stock, par value $0.01 per share (the “Common Stock”), of VMware, Inc., a Delaware corporation (the “Issuer”). The principal executive offices of the Issuer are located at 3401 Hillview Avenue, Palo Alto, CA 94304.

 

Item 2. Identity and Background.

(a) – (c) and (f)

This Schedule is filed jointly by (i) Cisco Systems International B.V. (“CSIBV”), a Netherlands private limited liability company and wholly owned subsidiary of Cisco Systems Netherlands Holdings B.V. (“CSNHBV”); (ii) CSNHBV, a Netherlands private limited liability company and wholly owned subsidiary of Cisco Systems Luxembourg S.a.r.l. (“CSLS”); (iii) CSLS, a Luxembourg private limited company and wholly owned subsidiary of Cisco Systems Luxembourg International S.a.r.l. (“CSLIS”); (iv) CSLIS, a Luxembourg private limited company and wholly owned subsidiary of Cisco Systems International S.a.r.l. (“CSIS”); (v) CSIS, a Switzerland limited liability company and wholly owned subsidiary of Cisco Systems (Bermuda) Limited (“CSBL”); (vi) CSBL, a Bermuda company limited by shares and wholly owned subsidiary of Cisco Systems International Holdings Limited (“CSIHL”); (vii) CSIHL, a Bermuda company limited by shares and wholly owned subsidiary of Cisco Technology, Inc. (“CTI”); (viii) CTI, a California corporation and wholly owned subsidiary of Cisco Systems, Inc. (“Cisco”); and (ix) Cisco, a California corporation (each a “Reporting Person” and collectively, the “Reporting Persons”). The agreement between the Reporting Persons relating to the joint filing of this Schedule is attached as Exhibit A hereto.

CSIBV manufactures and provides hardware, software and support services for end-to-end networking solutions. CSNHBV is engaged primarily in investment activity. CSLS provides marketing support and customer service support services for Cisco products. CSLIS holds investments in Luxembourg and foreign companies and administers, controls and develops its investment portfolio. CSIS licenses intellectual property and engages in manufacturing, research and development activities. CSBL is engaged primarily in investment activity. CSIHL is engaged primarily in investment activity. CTI owns and licenses intellectual property and engages in research and development activities. Cisco manufactures and sells networking and communications products and provides services associated with that equipment and its use. The address of CSIBV’s and CSNHBV’s principal executive offices is Haarlerbergpark, Haarlerbergweg 13-19, 1101 CH Amsterdam, The Netherlands. The address of CSLS’s principal executive offices is Avenue JF Kennedy 46A, 4th Floor, Luxembourg, Luxembourg L-1855. The address of CSLIS’s registered office is 8-10, rue Mathias Hardt, L-1717 Luxembourg, Luxembourg. The address of CSIS’s principal executive offices is Avenue des Uttins, CH-1180 Rolle, Switzerland. The address of CSBL’s and CSIHL’s registered offices is Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda. The address of CTI’s and Cisco’s principal executive offices is 170 West Tasman Drive, San Jose, California 95134.


SCHEDULE 13D

 

CUSIP No. 928563402   Page 12 of 25 Pages

 

Set forth on Schedule A is the name, the principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted, of each of the directors and executive officers of CSIBV, CSNHBV, CSLS, CSLIS, CSIS, CSBL, CSIHL, CTI and Cisco as of the date hereof. To each Reporting Person’s knowledge, each of said individuals is a citizen of the United States, except as otherwise indicated on Schedule A.

 

  (d) During the last five years, neither any Reporting Person nor, to each Reporting Person’s knowledge, any person named on Schedule A attached hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

  (e) During the last five years, neither any Reporting Person nor, to each Reporting Person’s knowledge, any person named on Schedule A attached hereto, was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3. Source and Amount of Funds or Other Consideration.

On August 23, 2007, CSIBV acquired 6,000,000 shares of Common Stock (the “Shares”) at a price of $25.00 per share for an aggregate purchase price of $150,000,000 (the “Purchase Price”), pursuant to the Acquisition Agreement described in Item 4. The funds for the purchase were obtained from CSIBV’s working capital. In connection with and in satisfaction of a closing condition of the Acquisition Agreement, Cisco and the Issuer entered into an Investor Rights Agreement, dated July 26, 2007 (the “Rights Agreement”), which rights and obligations under the Rights Agreement were assigned to CSIBV prior to the acquisition of the Shares.

The descriptions of the Acquisition Agreement and Rights Agreement in Item 4 are incorporated herein by reference.

 

Item 4. Purpose of Transaction.

On July 26, 2007, in connection with entering into a commercial arrangement between Cisco and the Issuer, Cisco, the Issuer and EMC Corporation entered into a Class A Common Stock Purchase Agreement (the “Acquisition Agreement”), pursuant to which Cisco agreed to buy and EMC Corporation agreed to sell the Shares, provided that certain conditions were met including that Cisco and the Issuer enter into the Rights Agreement. The purchase of the Shares was intended to strengthen intercompany collaboration and contribute to other commercial goals of Cisco and the Issuer. Prior to the acquisition of the Shares, Cisco assigned all of its rights and obligations under the Acquisition Agreement to CSIBV. On August 23, 2007, all of the closing conditions of the Acquisition Agreement had been satisfied and CSIBV acquired the Shares against payment of the Purchase Price.

As provided in the Rights Agreement, CSIBV has registration rights for the Shares and the Issuer is obligated to pay reasonable registration expenses. The Rights Agreement provides that the Shares may not be transferred until August 23, 2008, except to Cisco’s Affiliates (as defined in the Rights Agreement).

The Issuer has also agreed to consider the appointment of a Cisco executive to its board of directors at a future date.


SCHEDULE 13D

 

CUSIP No. 928563402   Page 13 of 25 Pages

 

Except as set forth herein, none of the Reporting Persons nor, to the best of their knowledge, any of their executive officers, directors or controlling persons, has any current plan or proposal which relates to or would result in: (i) any acquisition by any person of additional securities of the Issuer, or any disposition of securities of the Issuer; (ii) any extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) any sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (v) any material change in the present capitalization or dividend policy of the Issuer; (vi) any other material change in the Issuer’s business or corporate structure; (vii) any changes in the Issuer’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) any delisting from a national securities exchange or any loss of authorization for quotation in an inter-dealer quotation system of a registered national securities association of a class of securities of the Issuer; (ix) any class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or (x) any action similar to any of those enumerated above.

Notwithstanding the foregoing, each of the Reporting Persons may decide to change its investment intent with respect to the Issuer at any time in the future. In reaching any conclusion as to its future course of action, each Reporting Person will take into consideration various factors, such as the Issuer’s business and prospects, other developments concerning the Issuer, other business opportunities available to such Reporting Person, developments with respect to the business of such Reporting Person, and general economic and stock market conditions, including, but not limited to, the market price of the Shares. Each Reporting Person reserves the right, based on all relevant factors, to acquire additional shares of the Common Stock in the open market, from the Issuer or in privately negotiated transactions, to dispose of all or a portion of the Shares it holds, or to change its intention with respect to any or all of the matters referred to in this Item.

The foregoing summary descriptions of the Acquisition Agreement and the Rights Agreement do not purport to be complete and are qualified in their entirety by reference to the text of such documents, each of which is filed as an Exhibit to this Schedule and is hereby incorporated by reference herein.

 

Item 5. Interest in Securities of the Issuer.

(a) – (b)

CSIBV holds of record and beneficially owns the Shares, and the other Reporting Persons each may be deemed to beneficially own the Shares. In addition, the Reporting Persons each may be deemed to have shared voting and dispositive power with respect to the Shares. The approximate percentage of the Shares reported as beneficially owned by the Reporting Persons as of August 23, 2007 were each 8.0% of the class, based on 75,120,000 shares of Class A Common Stock issued and outstanding on August 23, 2007, which is the number of shares of Class A Common Stock represented by the Issuer to be outstanding as of the completion of the Issuer’s initial public offering in its prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on August 15, 2007 (the “Final Prospectus”).


SCHEDULE 13D

 

CUSIP No. 928563402   Page 14 of 25 Pages

 

Each Reporting Person other than CSIBV disclaims beneficial ownership of these securities pursuant to Rule 13d-4.

Except as provided in Schedule A to this Schedule, to each Reporting Person’s knowledge, none of the Shares are beneficially owned by any of the persons identified in Schedule A. Each of the persons identified in Schedule A, as a director and/or executive officer of the Reporting Person(s) with respect to which they are listed, may be deemed to share beneficial ownership of any Shares that the Reporting Person(s) with respect to which they are listed may beneficially own or may be deemed to beneficially own, but disclaims beneficial ownership of these securities pursuant to Rule 13d-4.

 

  (c) Except as described in Item 4 hereof, the Reporting Persons have not effected any other transaction in the Common Stock during the past 60 days, and, to each Reporting Person’s knowledge, none of the persons named under Item 2 (including Schedule A incorporated by reference therein) has effected transactions in the Common Stock during the past 60 days.

 

  (d) To each Reporting Person’s knowledge, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any Shares beneficially owned by any of the Reporting Persons as of the date hereof.

 

  (e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Except as provided below and in Items 3, 4 and 5 hereof, as qualified by reference to documents filed as exhibits of this Schedule, to each Reporting Person’s knowledge there are no contracts, arrangements, understandings or relationships (legal or otherwise) among any person or entity referred to in Item 2, or between such persons and any other person, with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any of the securities, finders’ fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. As required by the Rights Agreement, CSIBV has also entered into a standard lock-up agreement with the underwriters of the Issuer’s initial public offering. The fifth and sixth full paragraphs under the heading “Underwriting” on pages 132 and 133 of the Final Prospectus are incorporated by reference herein.

 

Item 7. Materials to be Filed as Exhibits.

The following documents are incorporated by reference as exhibits:

 

Exhibit

  

Title

A

   Joint Filing Agreement dated October 15, 2007 among the Reporting Persons.


SCHEDULE 13D

 

CUSIP No. 928563402   Page 15 of 25 Pages
B    Class A Common Stock Purchase Agreement by and among Cisco Systems, Inc., VMware, Inc. and EMC Corporation, dated as of July 26, 2007 (filed as Exhibit 10.21 to Amendment No. 4 to the Issuer’s Registration Statement on Form S-1 (file no. 333-142368) filed with the Commission on July 27, 2007, and incorporated herein by reference).

C

   Investor Rights Agreement by and between Cisco Systems, Inc. and VMware, Inc., dated as of July 26, 2007 (filed as Exhibit 10.22 to Amendment No. 4 to the Issuer’s Registration Statement on Form S-1 (file no. 333-142368) filed with the Commission on July 27, 2007, and incorporated herein by reference).


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: October 15, 2007

  CISCO SYSTEMS INTERNATIONAL B.V.
  By:  

/s/ Fritz Meijaard

    Fritz Meijaard
    Managing Director
Dated: October 15, 2007   CISCO SYSTEMS NETHERLANDS HOLDINGS B.V.
  By:  

/s/ Fritz Meijaard

    Fritz Meijaard
    Managing Director
Dated: October 15, 2007   CISCO SYSTEMS LUXEMBOURG S.A.R.L.
  By:  

/s/ Evan Sloves

    Evan Sloves
    Manager
Dated: October 15, 2007  

CISCO SYSTEMS LUXEMBOURG

INTERNATIONAL S.A.R.L.

  By:  

/s/ Evan Sloves

    Evan Sloves
    Manager
Dated: October 15, 2007   CISCO SYSTEMS INTERNATIONAL S.A.R.L.
  By:  

/s/ Catherine Littrell

    Catherine Littrell
    Manager
Dated: October 15, 2007   CISCO SYSTEMS (BERMUDA) LIMITED
  By:  

/s/ Catherine Littrell

    Catherine Littrell
    President and Director


Dated: October 15, 2007

  CISCO SYSTEMS INTERNATIONAL HOLDINGS LIMITED
  By:  

/s/ Catherine Littrell

    Catherine Littrell
    President and Director

Dated: October 15, 2007

  CISCO TECHNOLOGY, INC.
  By:  

/s/ Dennis D. Powell

    Dennis D. Powell
    Chief Financial Officer and Treasurer

Dated: October 15, 2007

  CISCO SYSTEMS, INC.
  By:  

/s/ Dennis D. Powell

    Dennis D. Powell
    Executive Vice President, Chief Financial Officer


Schedule A

Directors and Executive Officers of

the Reporting Persons

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems International B.V. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems International B.V., Haarlerbergpark, Haarlerbergweg 13-19, 1101 CH Amsterdam, The Netherlands.

CISCO SYSTEMS INTERNATIONAL B.V.

DIRECTORS AND EXECUTIVE OFFICERS

 

Ulrika Carlsson, Managing Director    Edwin Paalvast, Managing Director
(Citizen of Sweden and The Netherlands)    (Citizen of The Netherlands)
Director, Finance, Cisco Systems International B.V.    Vice President, Customer Advocacy, Cisco Systems International B.V.
   Coks Stoffer, Managing Director
Jose van Dijk, Managing Director    (Citizen of The Netherlands)
(Citizen of The Netherlands)    General Manager, Cisco Systems International B.V.
Director, Customer Services, Cisco Systems International B.V.   
Fritz Meijaard, Managing Director   
(Citizen of The Netherlands)   
Director, Finance, Cisco Systems International B.V.   

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems Netherlands Holdings B.V. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems International B.V., Haarlerbergpark, Haarlerbergweg 13-19, 1101 CH Amsterdam, The Netherlands.


CISCO SYSTEMS NETHERLANDS HOLDINGS B.V.

DIRECTORS AND EXECUTIVE OFFICERS

 

Ulrika Carlsson, Managing Director

   Fritz Meijaard, Managing Director

(Citizen of Sweden and The Netherlands)

   (Citizen of The Netherlands)

Director, Finance, Cisco Systems International B.V.

   Director, Finance, Cisco Systems International B.V.

Jose van Dijk, Managing Director

   Coks Stoffer, Managing Director

(Citizen of The Netherlands)

   (Citizen of The Netherlands)

Director, Customer Services, Cisco Systems International B.V.

   General Manager, Cisco Systems International B.V.

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems Luxembourg S.a.r.l. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems Luxembourg S.a.r.l., Avenue JF Kennedy 46A, 4th Floor, Luxembourg, Luxembourg, L-1855.

CISCO SYSTEMS LUXEMBOURG S.A.R.L.

DIRECTORS AND EXECUTIVE OFFICERS

 

Graham Allan, Manager

   Evan Sloves, Manager

(Citizen of the United Kingdom)

   Senior Director, Legal Services, Cisco Systems, Inc.

Vice President, Law and Deputy General Counsel, Cisco Systems, Inc.

   c/o Cisco Systems, Inc.

c/o Cisco Systems, Inc.

   170 West Tasman Drive

170 West Tasman Drive

   San Jose, California 95134-1706

San Jose, CA 95134-1706

  

Mark T. Gorman, Manager

  

Senior Director, Legal Services, Cisco Systems, Inc.

  

c/o Cisco Systems, Inc.

  

170 West Tasman Drive

  

San Jose, California 95134-1706

  

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems Luxembourg International S.a.r.l. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems Luxembourg International S.a.r.l., 8-10, rue Mathias Hardt, L-1717 Luxembourg.


CISCO SYSTEMS LUXEMBOURG INTERNATIONAL S.A.R.L.

DIRECTORS AND EXECUTIVE OFFICERS

 

Graham Allan, Manager    Evan Sloves, Manager
(Citizen of the United Kingdom)    Senior Director, Legal Services, Cisco Systems, Inc.
Vice President, Law and Deputy General Counsel,    c/o Cisco Systems, Inc.
Cisco Systems, Inc.    170 West Tasman Drive
c/o Cisco Systems, Inc.    San Jose, California 95134-1706
170 West Tasman Drive   
San Jose, CA 95134-1706   
Mark T. Gorman, Manager   
Senior Director, Legal Services, Cisco Systems, Inc.   
c/o Cisco Systems, Inc.   
170 West Tasman Drive   
San Jose, California 95134-1706   

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems International S.a.r.l. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems International S.a.r.l., Avenue des Uttins, CH-1180 Rolle, Switzerland.

CISCO SYSTEMS INTERNATIONAL S.A.R.L.

BOARD OF DIRECTORS AND EXECUTIVE OFFICERS

 

Paul Kurth, Manager    Lynn Miller, Manager
(Citizen of the United Kingdom)    Director, Technical Services, Cisco Systems
Manager, Manufacturing Operations, CiscoSystems    International S.a.r.l.
International S.a.r.l.   
   Eamann O’Callaghan, Manager
Catherine Littrell, Manager    (Citizen of Ireland)
Senior Director, Finance, Cisco Systems International S.a.r.l.    Manager, Tax, Cisco Systems International S.a.r.l.

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems (Bermuda) Limited as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems (Bermuda) Limited, Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda, except that the business address of Mr. Collis and Ms. Ferguson is Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda.


CISCO SYSTEMS (BERMUDA) LIMITED

DIRECTORS AND EXECUTIVE OFFICERS

 

Ulrika Carlsson, Treasurer   
(Citizen of Sweden and The Netherlands)    Paul Kurth, Vice President and Director
Director, Finance, Cisco Systems International B.V.    (Citizen of the United Kingdom)
c/o Cisco Systems International B.V.    Manager, Manufacturing Operations, Cisco Systems
Haarlerbergpark    International S.a.r.l
Haarlebergweg 13-19    c/o Cisco Systems International S.a.r.l., Avenue des
1101 CH Amsterdam    Uttins, CH-1180 Rolle, Switzerland
The Netherlands   
   Eamann O’Callaghan, Vice President and Director
Graham B. R. Collis, Resident Representative    (Citizen of Ireland)
(Citizen of the United Kingdom)    Manager, Tax, Cisco Systems International S.a.r.l.
Attorney, Conyers Dill & Pearman    c/o Cisco Systems International S.a.r.l., Avenue des
   Uttins, CH-1180 Rolle, Switzerland
Dawna Ferguson, Secretary   
(Citizen of Canada)    Grahame Weeks, Alternate Director
Corporate Manager, Codan Services Limited    (Citizen of Australia)
   Controller, Cisco Systems International S.a.r.l.
Catherine Littrell, President and Director    c/o Cisco Systems International S.a.r.l., Avenue des
Senior Director, Finance, Cisco Systems International S.a.r.l.    Uttins, CH-1180 Rolle, Switzerland
c/o Cisco Systems International S.a.r.l., Avenue des   
Uttins, CH-1180 Rolle, Switzerland   
  
  


The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems International Holdings Limited as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems International Holdings Limited, Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda, except that the business address of Mr. Collis and Ms. Ferguson is Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda.

CISCO SYSTEMS INTERNATIONAL HOLDINGS LIMITED

DIRECTORS AND EXECUTIVE OFFICERS

 

Graham B. R. Collis, Resident Representative

   Paul Kurth, Vice President and Director

(Citizen of the United Kingdom)

   (Citizen of the United Kingdom)

Attorney, Conyers Dill & Pearman

  

Manager, Manufacturing Operations, Cisco

Systems International S.a.r.l

   c/o Cisco Systems International S.a.r.l., Avenue des
   Uttins, CH-1180 Rolle, Switzerland

Dawna Ferguson, Secretary

  

(Citizen of Canada)

   Lynn Miller, Director

Corporate Manager, Codan Services Limited

  

Director, Technical Services, Cisco Systems

International S.a.r.l.

   c/o Cisco Systems International S.a.r.l., Avenue des

Jill Franze, Alternate Director

   Uttins, CH-1180 Rolle, Switzerland

Manager, Tax , Cisco Systems International S.a.r.l

  

c/o Cisco Systems International S.a.r.l., Avenue des

   Eamann O’Callaghan, Vice President and Director

Uttins, CH-1180 Rolle, Switzerland

   (Citizen of Ireland)
   Manager, Tax, Cisco Systems International S.a.r.l.

Catherine Littrell, President and Director

   c/o Cisco Systems International S.a.r.l., Avenue des

Senior Director, Finance, Cisco Systems

   Uttins, CH-1180 Rolle, Switzerland

International S.a.r.l.

  

c/o Cisco Systems International S.a.r.l., Avenue des

   Grahame Weeks, Alternate Director

Uttins, CH-1180 Rolle, Switzerland

   (Citizen of Australia)
   Controller, Cisco Systems International S.a.r.l.
   c/o Cisco Systems International S.a.r.l., Avenue des
   Uttins, CH-1180 Rolle, Switzerland

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Technology, Inc. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Technology, Inc., 170 West Tasman Drive, San Jose, California 95134-1706.


CISCO TECHNOLOGY, INC.

DIRECTORS AND EXECUTIVE OFFICERS

 

Mark Chandler, Director

Senior Vice President, Legal Services, General Counsel and Secretary, Cisco Systems, Inc.

 

Van Dang, Director

Vice President, Law and Deputy General Counsel,

Cisco Systems, Inc.

 

Charles H. Giancarlo, Vice President

Executive Vice President, Chief Development Officer,

Cisco Systems, Inc.

 

David K. Holland, Secretary

Senior Vice President, Treasurer, Cisco Systems, Inc.

  

Robert Johnson, Vice President

Vice President, Global Taxation, Cisco Systems, Inc.

 

Dennis D. Powell, CFO & Treasurer

Executive Vice President, Chief Financial Officer,

Cisco Systems, Inc.

 

Daniel Scheinman, President & CEO

Senior Vice President, Media Solutions Group,

Cisco Systems, Inc.

 

Evan B. Sloves, Director

Senior Director, Legal Services, Cisco Systems, Inc.

  
  
  
  
  
  
  
  

The following table sets forth the name, business address and present principal occupation or employment of each director and executive officer of Cisco Systems, Inc. as of the date hereof. Except as indicated below, the business address of each person is c/o Cisco Systems, Inc., 170 West Tasman Drive, San Jose, California 95134-1706.

CISCO SYSTEMS, INC.

BOARD OF DIRECTORS

 

Carol A. Bartz

Executive Chairman of the Board,

Autodesk, Inc.

111 McInnis Parkway

San Rafael, California 94903

 

M. Michele Burns

Chairman and Chief Executive Officer,

Mercer LLC

1166 Avenue of the Americas

New York, New York 10036-2774

 

Michael D. Capellas

Chairman and Chief Executive Officer,

First Data Corporation

6200 South Quebec Street,

Greenwood Village, Colorado 80111

  

John L. Hennessy

President, Stanford University

Stanford University

Stanford, California 94305

 

Richard M. Kovacevich

Chairman, Wells Fargo & Company

420 Montgomery Street

San Francisco, California 94163

 

Roderick C. McGeary

Chairman of the Board,

BearingPoint, Inc.

1676 International Drive

McLean, Virginia 22102

  
  
  
  
  
  
  
  
  
  
  
  
  
  


Larry R. Carter

   Michael K. Powell

Senior Vice President, Office of the President,

   Senior Advisor, Providence Equity Partners, Inc.

Cisco Systems, Inc.

   and Chairman of the MK Powell Group
   1225 19th Street, N.W.
   Washington, DC 20036

John T. Chambers

   Steven M. West

Chairman and Chief Executive Officer,

   Founder and Partner,

Cisco Systems, Inc.

   Emerging Company Partners LLC
   551 Lantern Court
   Incline Village, NV 89451

Brian L. Halla

   Jerry Yang

Chairman and Chief Executive Officer,

   Chief Executive Officer,

National Semiconductor Corporation

   Yahoo! Inc.

2900 Semiconductor Drive

   701 First Avenue

Santa Clara, California 95052-8090

   Sunnyvale, California 94089

EXECUTIVE OFFICERS

 

Name    Title

Susan L. Bostrom

  

Executive Vice President, Chief Marketing Officer,

Global Policy and Government Affairs

Larry R. Carter

   Senior Vice President, Office of the President

Jonathan Chadwick (Citizen of the United Kingdom)

  

Senior Vice President, Corporate Controller and

Principal Accounting Officer

John T. Chambers

   Chairman and Chief Executive Officer

Mark Chandler

  

Senior Vice President, Legal Services, General Counsel

and Secretary

Wim Elfrink (Citizen of the Netherlands)

  

Executive Vice President, Customer Advocacy and

Chief Globalization Officer

Charles H. Giancarlo

   Executive Vice President, Chief Development Officer

Richard J. Justice

  

Executive Vice President, Worldwide Operations and

Business Development

Randy Pond

  

Executive Vice President, Operations, Systems and

Processes

Dennis D. Powell

   Executive Vice President, Chief Financial Officer


EXHIBIT INDEX

 

Exhibit

 

Title

A   Joint Filing Agreement dated October 15, 2007 among the Reporting Persons.
B   Class A Common Stock Purchase Agreement by and among Cisco Systems, Inc., VMware, Inc. and EMC Corporation, dated as of July 26, 2007 (filed as Exhibit 10.21 to Amendment No. 4 to the Issuer’s Registration Statement on Form S-1 (file no. 333-142368) filed with the Commission on July 27, 2007, and incorporated herein by reference).
C   Investor Rights Agreement by and between Cisco Systems, Inc. and VMware, Inc., dated as of July 26, 2007 (filed as Exhibit 10.22 to Amendment No. 4 to the Issuer’s Registration Statement on Form S-1 (file no. 333-142368) filed with the Commission on July 27, 2007, and incorporated herein by reference).
EX-99.A 2 dex99a.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT A

JOINT FILING AGREEMENT

In accordance with Rule 13(d)-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of the attached statement on Schedule 13D and to all amendments to such statement.

IN WITNESS WHEREOF, the undersigned hereby execute this agreement as of October 15, 2007

 

CISCO SYSTEMS INTERNATIONAL B.V.

By:  

/s/ Fritz Meijaard

  Fritz Meijaard
  Managing Director
CISCO SYSTEMS NETHERLANDS HOLDINGS B.V.
By:  

/s/ Fritz Meijaard

  Fritz Meijaard
  Managing Director
CISCO SYSTEMS LUXEMBOURG S.A.R.L.
By:  

/s/ Evan Sloves

  Evan Sloves
  Manager
CISCO SYSTEMS LUXEMBOURG INTERNATIONAL S.A.R.L.
By:  

/s/ Evan Sloves

  Evan Sloves
  Manager


CISCO SYSTEMS INTERNATIONAL S.A.R.L.
By:  

/s/ Catherine Littrell

  Catherine Littrell
  Manager
CISCO SYSTEMS (BERMUDA) LIMITED
By:  

/s/ Catherine Littrell

  Catherine Littrell
  President and Director
CISCO SYSTEMS INTERNATIONAL HOLDINGS LIMITED
By:  

/s/ Catherine Littrell

  Catherine Littrell
  President and Director
CISCO TECHNOLOGY, INC.
By:  

/s/ Dennis D. Powell

  Dennis D. Powell
  Chief Financial Officer and Treasurer
CISCO SYSTEMS, INC.
By:  

/s/ Dennis D. Powell

  Dennis D. Powell
  Executive Vice President, Chief Financial Officer
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